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Welcome to the spring edition of Securities Quarterly Update, a publication that provides updates and guidance on securities regulatory and compliance issues. In this edition, we look at some corporate governance, executive compensation and SEC best practices.

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Ten SEC and Corporate Governance Considerations for Summer

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With the proxy statement and earnings behind for many, summer may be a good time to bolster corporate governance, executive compensation and SEC practices in preparation for busier times. Some potential considerations follow.

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Previous Editions of Securities Quarterly Update

This publication may be reproduced, in whole or in part, with the prior permission of Thompson Hine LLP and acknowledgment of its source and copyright. This publication is intended to inform clients about legal matters of current interest. It is not intended as legal advice. Readers should not act upon the information contained in it without professional counsel.

This document may be considered attorney advertising in some jurisdictions.

https://admin.thompsonhine.com/wp-content/uploads/2024/05/Securities-Quarterly-Update-Spring-2024.pdf

Securities Quarterly Update – Spring 2024